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<< Back to list of jobs| Compliance Manager. to £80,000 (Ref: BT555) | |||
| Sector: | Financial Markets | Sub Sector: | Compliance |
| Location: | Greater London | Job Type: | Permanent |
| Salary: | £65000 - £80000 per annum | Post Date: | 08/02/2010 |
| Description: | |||
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Compliance Manager. £65,000 - £80,000
This company is a growing brokerage operation, active in all asset classes (Equity, FX, Commodities, Interest rates and Fixed Income), and in various products (cash and derivatives). They employ apx 200 staff in five offices globally and as a result of continued expansion are looking for a compliance manager for their London operation. Responsibilities: Develop relationship with the exchanges on which the company is a member Monitor exchange rules and ensure adherence to the rules Ensure adherence to FSA rules in all products traded Ensure adequate registration of personnel with FSA and exchanges Work in close coordination with US and Asia compliance officers to establish global procedures wherever possible. Review AML procedures, produce AML reports Establish Compliance Monitoring program Establish training program for trading and BO employees, covering AML and market abuse. Authorises the opening of New Clients This will be a high profile, challenging and varied position ideally suited to an experienced Compliance Manager with a good knowledge of FSA and Exchange rules. Call or email for further information. |
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